Skip to Main Content

Guide to Online Secondary Sources: Banking and Finance Law

Guide to Secondary Legal Resources on Lexis and Westlaw

Banking and Finance Law (see also --Bankruptcy Law; --Commercial Law; --Consumer Protection Law; --Real Estate Law; --Securities Regulation; --Tax Law)


Title Author(s) or Editor(s) Publisher




Michie on Banks and Banking (Lexis) A. Hewson Michie Matthew Bender & Co. U.S. federal
Banking Law & Regulation (Westlaw) Michael P. Malloy Wolters Kluwer U.S. federal
Banking Law (Lexis) Donald Resseguie Matthew Bender & Co. U.S. federal, some international coverage
Banking Law Manual: Federal Regulation of Financial Holding Companies, Banks and Thrifts (Lexis) Patricia A. McCoy Matthew Bender & Co. U.S. federal
Regulatory Compliance Guide for Bankers (Lexis) Robert E. Braun Sheshunoff

U.S. federal

Electronic Banking Compliance (Lexis) Margaret L. Simmons Sheshunoff Covers the six discrete electronic services, processes or products to which federal rules and regulations apply
Venture Capital & Small Business Financings (Westlaw) Robert J. Haft, Arthur F. Haft, and Michele Haft Hudson Thomson Reuters Primarily U.S. federal, some state coverage
Private Equity Funds: Business Structure and Operations (Lexis) James Schell Law Journal Press U.S. federal
The Law and Regulation of Financial Institutions (Lexis) Milton R. Schroeder A.S. Pratt U.S. federal
Guide to Commercial Banking Law (Lexis) Pamela S. Gotcher A.S. Pratt U.S. federal
Law of Suretyship & Guaranty (Westlaw) Peter A. Alces Thomson Reuters U.S. federal and state
Lender Liability: Law, Practice, & Prevention (Westlaw)

Gerald L. Blanchard


Thomson Reuters

Covers common and statutory U.S. law

Lender Liability Law and Litigation (Lexis) Sally A. Aiello Matthew Bender & Co. Covers both lender liability prevention issues and litigation
The Law of Lender Liability (Lexis) Jessica Gabel A.S. Pratt Primarily U.S. federal, some state coverage
Lender Liability and Banking Litigation (Lexis) Edward F. Mannino  Law Journal Press U.S. federal. Covers contract claims, torts, bankruptcy, statutory claims, director and officer liability, and minimizing risk of liability.
Banking Crimes: Fraud, Money Laundering, and Embezzlement (Westlaw) John K. Villa Thomson Reuters U.S. federal
State & Local Government Debt Financing (Westlaw) James A. Coniglio Thomson Reuters Focus on U.S. bond financing
Bank Policies and Procedures:  A Working Guide to Regulatory Compliance (Lexis) Joy B. Boone Sheshunoff U.S. federal
Brady on Bank Checks and Funds Transfers (Lexis) Richard B. Hagedorn A.S. Pratt U.S. federal and state
The Law of Bank Deposits, Collections, and Credit Cards (Lexis) Barkley & Barbara Clark A.S. Pratt U.S. federal
Securitizations: Legal and Regulatory Issues (Lexis) Patrick D. Dolan et al.  Law Journal Press U.S. federal, some international coverage
Consumer Credit Explained (VitalLaw) Consumer Credit Guide National Association of Insurance Commissioners U.S. federal and states
Economic Growth, Regulatory Relief, and Consumer Protection Act: Law, Explanation, and Analysis (VitalLaw) Nicole Stone et al. Wolters Kluwer (VitalLaw) U.S. federal
Secured Transaction Guidelines (VitalLaw)   VitalLaw  U.S. federal and states
Federal Banking Law Reporter Explanations (VitalLaw)   Consumer Financial Protection Bureau U.S. federal and agency law.
Keys to Banking Law (Bloomberg) Karol K. Sparks American Bar Association U.S. federal, but a more general guide overall.
Frequently Used Terms in Securization and Structured Finance Transactions (Bloomberg) Securitization and Structured Finance Committee Business Law Section of the American Bar Association General definitions guide
Truth In Lending (Bloomberg)   Business Law Section of the American Bar Association U.S. federal
Consumer Finance Law and Compliance (Bloomberg) Sarah Johnson Auchterlonie and Alexandra Everhart Sickler The Bureau of National Affairs, Inc. U.S. federal
Dodd-Frank Wall Street Reform and Consumer Protection Act: Law, Explanation and Analysis (VitalLaw) Mark Dorman et al. VitalLaw  
Federal Money Laundering Regulation: Banking, Corporate & Securities Compliance (VitalLaw) Steven Mark Levy CCH Incorporated  
American Factoring Law (Bloomberg) David B. Tatge et al. Bureau of National Affairs  
Practitioners Guide to FINRA Sanctions Analysis (Bloomberg)   American Bar Association  
Audit and Accounting Guide Depository and Lending Institutions: Banks and Savings Institutions, Credit Unions, Finance Companies, and Mortgage Companies (Bloomberg)   John Wiley and Sons  
Bank Fraud: Using Technology to Combat Losses (Bloomberg)   John Wiley and Sons  
Banker's Guide to New Small Business Finance: Venture Deals, Crowdfunding, Private Equity, and Technology (Bloomberg) Charles H. Green John Wiley and Sons  
Bankruption: How Community Banking Can Survive Fintech (Bloomberg) John Waupsh  John Wiley and Sons  
Better Banking: Understanding and Addressing the Failures in Risk Management, Governance and Regulation (Bloomberg) Adrian Docherty and Franck Viort  John Wiley and Sons   
Community Banking Strategies: Steady Growth, Safe Portfolio Management, and Lasting Client Relationships (Bloomberg) Vincent Boberski John Wiley and Sons  
Creating Strategic Value Through FInancial Technology (Bloomberg) Jay D. Wilson, Jr. John Wiley and Sons  
Financial Risk Management: Applications in Market, Credit, Asset and Liability Management and Firmwide Risk (Bloomberg) SAS Institute John Wiley and Sons  
Financial Services Anti-Fraud Risk and Control Workbook (Bloomberg) Peter Goldmann John Wiley and Sons  
How to Read a Financial Report: Wringing Vital Signs Out of the Numbers (Bloomberg) John A. Tracy and Tage C. Tracy John Wiley and Sons  
Inside the FDIC: Thirty Years of Bank Failures, Bailouts, and Regulatory Battles (Bloomberg) John Bovenzi John Wiley and Sons  
Liquidity Risk Management: A Practitioner's Perspective (Bloomberg) PricewaterhouseCoopers LLP John Wiley and Sons  
Measuring and Managing Liquidity Risk (Bloomberg) Antonio Castagna and Francesco Fede  John Wiley and Sons   
The Principles of Banking (Bloomberg) Moorad Choudhry John Wiley and Sons   
Private Banking: Building a Culture of Excellence (Bloomberg) Boris F.J. Collardi  John Wiley and Sons   
The Bitcoin Big Bang: How Alternative Currencies are About to Change the World (Bloomberg) Brian Kelly John Wiley and Sons   
The Crowd Funding Services Handbook: Raising the Money You Need to Fund Your Business, Project, or Invention (Bloomberg) Jason R. Rich John Wiley and Sons   
The Power of  Mobile Banking: How to Profit from the Revolution in Retail Financial Services (Bloomberg) Sankar Krishnan John Wiley and Sons   
The Technical Interview Guide to Investment Banking (Bloomberg) Paul Pignataro  John Wiley and Sons   
Trade-Based Money Laundering: The Next Frontier in International Money Laundering Enforcement (Bloomberg) John A. Cassara  John Wiley and Sons   
Virtual Banking: A Guide to Innovation and Partnering (Bloomberg) Dan Schatt John Wiley and Sons   
Lessons in Corporate Finance: A Case Studies Approach to Financial Tools, Financial Policies, and Valuation (Bloomberg) Paul Asquith and Lawrence A. Weiss  John Wiley and Sons  
Payment Systems and Electronic Fund Transfers Guide (Westlaw)   Westlaw  
International / Foreign      
International Banking Law and Regulation (Westlaw) Center for International Legal Studies Thomson Reuters Covers 70 jurisdictions, including the United States
International Regulation of Finance and Investment (Westlaw) Raphael J. Rabalais, Jr. Thomson Reuters  
Getting the Deal Through: Banking Regulation (Lexis) Richard K Kim Law Business Research Ltd. Provides overviews on major banking topics for 23 countries throughout the world (including the U.S.).
Islamic Finance and Economic Development: Risk, Regulation, and Corporate Governance (Bloomberg) Amr El Tiby and Wafik Grais John Wiley and Sons   
The Art of RF (Riba-Free) Islamic Banking and Finance: Tools and Techniques for Community-Based Banking (Bloomberg) Yahia Abdul-Rahman John Wiley and Sons   


USC Digital Accessibility